Stock Broker Resume

Stock broker is a company or a person engaged in selling and buying stocks on behalf of either a company or a person and try to match up the buyers and sellers. Stock brokers are paid by investors for getting advice from them about finance management and investment decisions. Also these brokers give valuable advice and knowledgeable guidance to their clients for investing and managing their finances for considerable wealth creation.

There are three different types of stock brokers:

Full Service Broker - This type of stock broker offers number of services such as tax planning, investment research advice and retirement planning.
Discount Broker - This type of stock broker allows you to buy and sell stocks at reasonable price but doesn't offer any kind of advice for investment.
Direct-Access Broker- With this type of broker you trade directly with the electronic communication networks (ECN's) to trade faster. Day traders are the active traders those tend to use these direct access brokers.

If one can applying for the position of stock broker position his resume must include the things that influence employer. For this post employer is seeking for the people with problem solving skills, excellent interpersonal skills and the capacity to communicate with confidence. If the person have knowledge or degree in finance, economics or business that can be plus point for him.

Sample Stock Broker Resume

Richard Anderson
1234, West 67 Street,
Carlisle, MA 01741,
(123)-456 7890.

Objective:

Looking for the position of stock broker in a well known and reputed trading company.

Summary:

Skillful, honest and brilliant stockbroker having over than Eight years experience in investing in money, securities and several other financial products on behalf of private, corporate and institutional clients.

Summary of Qualifications

Excellent understanding of the stock market strategies.
Carefully clean U4 securities record.
Superb written and verbal communication skills.
Effective attention to detail, research, organizational skills, and problem solving skills.
Firm to maintain a high degree of confidentiality.
Exceptional ability to promote company success by being courteous to customers, company associates, through a professional appearance and by having a positive attitude.
Excellent computer skills (Microsoft Word and Internet).

Professional Experience

Sun Rise Investors, Brooksville, Florida
Stockbroker, 2004 - Present

Create and maintain new accounts.
Offer high quality customer service in a professional manner.
Carry out trades for customers (over the phone or walk-in).
Put up stock quotes and news to customers.
Record all phone conversation with customers.
Accept stock certificates and customer checks.
Offer all types of customer services for all aspects of account maintenance.
Complete all the pending ACATS transfers.
Help the customers on the Internet when the Internet is down and answer to their questions about Sun Rise.
Keep up with margin delinquencies, record items, work short option report.
Handled margin accounts.
Follow up on leads from potential customers.
Execute other projects/duties as assigned.
Educate customers to working of the market by enabling Internet access.

Sun Rise Investors, Brooksville, Florida
Stockbroker Trainee, 2000 - 2003

Advised properly to private clients, by direct contact, phone and reviewed letter.
Bought and sold for clients.
Made research and find information about the market in domestic and foreign equities, government stocks and securities.
Managed and reviewed portfolio.
According to the information provided by analyst made recommendations on buying and selling stocks.
Underwrote new issues in larger firms.

Education

High School Diploma (1998)